MEXEM LLC

Australia Client Supplemental Custody Agreement

Direct Debit Supplement to Interactive Brokers LLC Customer Agreement

MEXEM LLC Consolidated Account Clearing Agreement

MEXEM LLC Customer Agreement

MEXEM LLC Debit Mastercard Cardholder Agreement

MEXEM LLC Fully Disclosed Clearing Agreement

MEXEM LLC Individual Retirement Custodial Account Agreement

MEXEM LLC Institutional Services Customer Agreement

MEXEM LLC OATS Non-Reporting Agreement

MEXEM LLC OATS OSO Reporting Agreement

MEXEM LLC Roth IRA Custodial Account Agreement

MEXEM LLC SEP IRA Custodial Account Agreement

MCB Banking Services Supplement to MEXEM LLC Customer Agreement

Notice and Acknowledgement of Clearing Arrangement

Master Securities Lending Agreement for MEXEM LLC Fully-Paid Lending Program

Agreement and Limited Power Of Attorney For Participation in Interactive Brokers Stock Yield Enhancement Program

MEXEM LLC, Interactive Brokers (U.K.) Limited

Agreement for Advisors Providing Services to Interactive Brokers Customers (LLC/UK)

Discretionary Trading Authorization Agreement For Advisor And Request To Send Trade Confirmations And Account Statements To Advisor

MEXEM (U.K.) Limited

MEXEM (U.K.) Limited Customer Agreement

MEXEM (U.K.) Limited Limited Customer Agreement for SIPP Account Holders

MEXEM (U.K.) Limited Fully-Disclosed SIPP Account Clearing Agreement

MEXEM (U.K.) Limited Client Agreement For Products Carried By IB U.K.

MEXEM Hong Kong Limited

MEXEM Hong Kong Agreement for Advisors Providing Services to Interactive Brokers Clients

MEXEM Hong Kong Client Agreement

MEXEM Hong Kong Consolidated Account Clearing Agreement

MEXEM Hong Kong Fully Disclosed Clearing Agreement

MEXEM Hong Kong Institutional Services Agreement

MEXEM Hong Kong Limited Master Agreement: Friends and Family Accounts

MEXEM Hong Kong Limited Third Party Trading Authority and Limited Power of Attorney (“Authority”)

Agreement and Limited Power Of Attorney For Participation in MEXEM Hong Kong Ltd Stock Yield Enhancement Program

Master Securities Lending Agreement for MEXEM Hong Kong Limited Fully-Paid Lending Program

Regulatory Notices and Risk Disclosures

Please review the following disclosures carefully, as they contain important information regarding your Interactive Brokers account.

Additional Terms & Conditions for Use of Android Pay to Supplement Your MEXEM Debit Mastercard Cardholder Agreement

Additional Terms & Conditions for Use of Apple Pay to Supplement Your MEXEM Debit Mastercard Cardholder Agreement

Additional Terms & Conditions for Use of Samsung Pay to Supplement Your MEXEM Debit Mastercard Cardholder Agreement

After-Hours Trading Risk Disclosure

Arbitration Agreement (Futures)

ASX Explanatory Booklet Understanding Options Trading

Canadian Client Complaint Resolution Process

Canadian Client Consent of Electronic Delivery

Canadian Client Relationship Disclosure Information

Canadian Introducing Broker Client Relationship Disclosure Info

Canadian Investment Funds Custodian Disclosure

Canadian Notice of CRA Rules, Carrying on a Business in a TFSA

Canadian Pro FA Client Relationship Disclosure Information

Canadian Risk Disclosure, Uncovered Put Options in RRSP or TFSA

Canadian Statement on AML, Anti-Terrorist Financing Sanctions

Canadian Statement of Policies Privacy, Conflicts of Interest

Canadian Investor Protection Fund (CIPF) Brochure

Canadian Shareholders Communication Instruction Form

Certification Regarding Correspondent Accounts for Foreign Banks

CFTC Risk Disclosure Statement- Appendix A to Rule 155

CFTC Risk Disclosure Statement- Rule 155(b)

CFTC Rule 1505 Notice to Non-U.S Traders

China Connect Consent Agreement

Customer Consent to Receive Mutual Fund Information Electronically

Day Trading Risk Disclosure Statement

Disclosure Concerning Auto Trading Service Providers

Disclosure of Cash and Margin Account Trading Requirements, and Automatic Liquidation

Disclosure of Risks of Margin Trading

Disclosure of Risks of Trading Bitcoin Futures And Options

Disclosure Regarding IBS Business Continuity Plan

Disclosure Regarding In Procedures for Allocating Equity Option Exercise Notices

Disclosure Regarding Interactive Brokers Pre-Borrow Program

Disclosure Regarding Trading of Certificates of Deposit

Distressed Bonds

EMIR Notice

EMIR Overview

Euronext LIFFE Risk Disclosure

Financial Services Guide Interactive Brokers (U.K) Limited

FINRA Investor Protection Information Resources

FINRA/NFA Standardized Risk Disclosure Statement for Security Futures Contracts French Risk Disclosures

Futures on Virtual Currencies Including Bitcoin

Hong Kong IB-HK Acknowledgements (for residents of Hong Kong)

Hong Kong Risk Disclosure

Hong Kong Bond Risk Disclosure Statement

How IIROC Protects Investors Brochure

MEXEM Disclosure Pursuant to FINRA Rule 5350 Regarding Stop and Stop-Limit Orders in US. Listed Stocks and Warrants

IIROC Risk Disclosure Statement

Important Characteristics and Risks of Participating in Interactive Brokers Canada Fully-Paid Securities Lending Programs

Important Characteristics and Risks of Participating in Interactive Brokers Fully-Paid Securities Lending Programs

Important Characteristics and Risks of Participating in Interactive Brokers Hong Kong Limited Fully-Paid Securities Lending Program

MIXEM Group Cyber Security

Notice MIXEM Group Privacy Policy

MEXEM – Australia Best Execution Policy

MIXEM Australia Pty Ltd Disclosure of Risks of Margin Trading

MEXEM Australia Pty Ltd Contracts for Difference Product Disclosure Statement

MEXEM Australia Pty Ltd Exchange Traded Options Product Disclosure Statement MEXEM Australia Pty Ltd Financial Services Guide

MIXEM Australia Pty Ltd Futures and Futures Options Product Disclosure Statement

MEXEM Australia Pty Ltd Margin Lending Facility Product Disclosure Statement MEXEM Australia Pty Ltd Privacy Policy

MIXEM Australia Pty Ltd Spot Foreign Exchange Product Disclosure Statement

MIXEM Canada Inc BCP Disclosure

MEXEM Hong Kong Limited Client Money Standing Authority

MEXEM Hong Kong Limited Client Securities Standing Authority

MEXEM Hong Kong LtdDisclosure of Risks of Algorithmic Trading

MEXEM Hong Kong Limited Disclosure of Risks Of Margin Trading

MEXEM LLC (ARBN: 091191141) Australian Privacy Supplement

MIXEM LLC Financial Services Guide

MEXEM LC Australian Product Disclosure Statement for Exchange Traded Options

MEXEM LLC Australian Product Disclosure Statement for Foreign Exchange Contracts

MEXEM LLC Australian Product Disclosure Statement for Futures

MIXEM LC Firm Specific Disclosure Document pursuant to CFTC Rule 155(k) and NFA Rule 2-36(n)

MEXEM LLC General Disclosure on Mutual Funds

MEXEM Risk Disclosure for Bond Trading MEXEM (U.K) Limited- Modem Slavery Statement

MIXEM (U.K) Limited Professional Client Notification – Per Se Professional

MEXEM (U.K) Limited Professional Client Notification – Elective professional MIXEM (U.K) Limited Order Execution Policy

MIXEM (U.K) Limited Pillar 3 Disclosures

MEXEM (U.K) Limited Remuneration Policy

MEXEM (U.K) Limited Summary of the Conflicts of Interest Policy

ISE Disclosure for Option Orders Over 500 Contracts

Japanese Risk Disclosure

Making a Complaint- A Guide for Investors Brochure (Part 1 of 2)

How Can I Get My Money Back-A Guide for Investors Brochure (Part 2 of 2)

MSRB Investor Brochure

Municipal Risk Disclosure

Notice of Clearing Arrangement for IB Canada Customers

Notice of Execution and Clearing Agreement and Description of Contractual Relationship Between IMEXEM (U.K) Limited and MEXEM LLC

Notice Regarding NFAs BASIC System

Notice Regarding Pre-Arranged Trading On U.S. Futures Exchanges

Notice Regarding USA PATRIOT Act Section 311

Notice to Australian Clients from Interactive Brokers LLC of Persons Holding Financial Products

OCC Risk Disclosure

Canadian Order Handling Disclosure

Opening Your Retail Account brochure

Order Routing and Payment for Order Flow

Penny Stock Trading Risk Disclosure

Portfolio Margin Disclosure

Pricing Disclosure under the European Market Infrastructure Regulation (“EMIR”) Quebec Day Trading Risk Disclosure

Recertification Regarding Corresponding Accounts for Foreign Banks

Risk Disclosure and Supplemental Agreement for Security Futures Trading at Interactive Brokers

Risk Disclosure Regarding Leverage and Inverse Funds and Volatility-Linked Products

Risk Disclosure Statement For Forex and Mufti-Currency Accounts

Risk Disclosure Statement for Trading CFDs and Foreign Currencies with Interactive Brokers (U.K) for Professional Clients

Risk Disclosure Statement for Trading CFDs and Foreign Currencies with Interactive Brokers (UK) for Retail Clients

Risk Disclosure Statement for Trading OTC Precious Metals with Interactive Brokers (U.K) Limited (LB UK)

Risk Disclosure To Singapore-Based Customers Regarding Futures Contracts Or Leveraged Foreign Exchange Contracts Cleared At CME

Risks of Trading Equity Options and Terms and Conditions for Trading Equity Options

Shortened (T+1) Settlement for Stock Purchases

Singapore Risk Disclosure

Spousal Consent Form

Strip Bond Disclosure (English)

Supplemental Agreement & Disclosures for Trading on the Australian Stock Exchange Limited

Swiss Bankers Association Special Risks in Securities Trading

Trading on ASX 24 Customer Agreement

Trustee Certification

Unclaimed property notice for British Columbia Residents

Understand the Risks of Virtual Currency Trading

UK Tax Strategy

MiFID II Disclosures

This page provides useful information and regulatory disclosures regarding the EU Markets in Financial Instruments Directive (“MiFID II”).

MiFID II lays down product governance requirements that apply to manufacturers and distributors of financial instruments. IBKR entities
subject to MiFID requirements (“IBKR”) have established a Product Governance framework defining the steps that IBKR takes for products
that IBKR manufactures and for products that IBKR distributes.

IBKR as Product Manufacturer

IBKR manufactures Contracts For Difference and Over the Counter Metal Futures (“OTC Products”). The generic target market assessment
for the OTC Products together with an indication of the appropriate channels for their distribution can be reviewed by consulting the
corresponding Target Market Table below. Further information on the OTC Products can be viewed in the Product Listings section of the
IB website. Distributors should make their own determination in relation to specific target market for the OTC Products.

Target Market and Distribution Strategy Table for Over the Counter Metal Futures

Target Market Table for Contracts For Difference

Policies and Disclosures

Interactive Brokers (U.K.) Limited Order Execution Policy

Interactive Brokers (U.K) Limited Summary of the Conflicts of Interest Policy November 7, 2019

Best Execution: Top 5 Execution Summary

2017 Top 5 Venue and Execution Summary

2018 Top 5 Venue and Execution Summary

Costs and Charges Disclosure

Costs and Charges Disclosure

Costs and Charges Illustrations

Client Categorisation

Professional Client Notification for Direct Carried-Clients of Interactive Brokers (U.K.) Limited

Retail Client Notification for Direct Carried-Clients of Interactive Brokers (U.K.) Limited

Transaction Reporting

Overview of MiFIR Transaction Reporting

MiFIR Enriched and Delegated Transaction Reporting for EEA Investment Firm

MiFIR Information Required from Account Holders that do not have Reporting Obligations

Initial Application Forms

W-8BEN January 29, 2016

W-8BEN-E January 29, 2016

W-8IMY January 29, 2016

W-9 January 29, 2016

Yearly Reporting Forms

1042S 2017

1099 2017

NR4 2017

RL-3 (English Instructions) 2016

RL-3 2016

RL-15 (English Instructions) 2016

RL-15 2016

RL-16 (English Instructions) 2017

RL-16 May 16, 2011

RL-18 (English Instructions) 2015

RL-18 May 16, 2011

T3 2017

T5 2015

T5008 2016

T5013 2015

Market Data Agreements

The following forms are samples of the documents presented in our Account Registration System and may not be submitted to Interactive Brokers.